A practice anchor at D Somani & Associates
Other Audits & Advisory.
At a glance
The five things you need to know.
What it is
Stock audit, concurrent audit, SOPs, Company Law and ROC compliance, NGO advisory.
Who it's for
Banks, NBFCs (concurrent / stock), companies needing SOPs or ROC support, NGOs needing 12A / 80G / FCRA work.
How we run it
Each engagement is scoped against the specific deliverable; calendars and reporting designed to fit the requirement.
You walk away with
Engagement-specific deliverable (audit report, SOP manual, ROC filing pack, NGO certification).
Typical timeline
Case-by-case.
What we do.
Bank-related audits.
Stock audits and concurrent audits for banks and NBFCs - built around the lender's specific terms of reference, with monthly reporting and quarterly close-out reviews.
SOPs and process documentation.
End-to-end SOP development for finance, procurement and operations functions - often as a follow-on to an internal-audit engagement.
Company Law and ROC compliance.
The full annual ROC filing pack (AOC-4, MGT-7 / 7A, DIR-3 KYC, beneficial ownership, deposit returns), board / committee meeting documentation, and incidental Company Law advisory.
NGO advisory.
12A and 80G registrations and renewals, FCRA registration and reporting, NGO audit, and the recurring compliance calendar that NGOs typically struggle to maintain in-house.
How we are different.
- Engagement-specific scoping. No template-driven proposals. Each engagement is scoped against the specific terms of reference.
- Continuity with our other practices. Stock-audit and concurrent-audit work flows naturally to internal audit referrals. ROC compliance flows into Company Law advisory.
Related
You might also need.
Talk to us